Risk Management and Internal Audit

Under MiFID, investment services, firms require a compliance, risk management and internal audit process. The team at CDF Company Services Ltd is able to assist clients establish the documentation and procedures required by MiFID, verify observance with the established procedures and also train personnel in these areas.

In particular we have the necessary skills to assist investment services firms to draw up their Risk Management Procedures as well as implement Standard Risk Return Indicators (SRRI) and Key Investor Information Documents (KIID) for UCITS funds and fund managers.

In addition we are also able to assist in all aspects of Financial Risk Management and Operational Risk Processes. Through our qualified internal auditors we can also assist in establishing an internal audit programme, provide members for Audit and Risk Committees and provide training to selected staff.